This Accounting professional reporting to the CFO must have experience in all day-to-day accounting functions, including but not limited to, month-end closing, preparation of financial statements, general ledger reconciliation, broker-dealer/RIA operations, and financial reporting.

Overview

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal relationship with their advisor, and we believe in guiding our clients to achieve their financial goals and dreams through conservative income and growth strategies.

Hennion & Walsh is seeking an experienced Senior Accountant/FinOp for our growing company.

Opportunity

• Under the direction of the CFO, all day to day accounting responsibilities will be assumed by this position
• Month End Accounting, GL reconciliation, Daily P&L, Balance Sheet Preparation
• Administer sales, admin and trading desk compensation
• Preparation and submission of the FOCUS report and supplemental FOCUS filings
• Manage accounts receivable, accounts payable and commission reports
• Payroll processing and administration
• Preparation of all regulatory filings and audited financials
• Preparation of Daily Net Capital Computation, including Haircuts on securities

Qualifications

• Series 27 Finance and Operations Principal license required
• 10 years experience in accounting
• Professional experience and knowledge of both financials and operations in a broker dealer and RIA
• Understanding of the securities regulations, including net capital calculation
• Proficiency in QuickBooks and MS Excel
• Payroll experience preferred

Benefits

• Medical and Dental Insurance
• 401(k) plan with company match