Senior Accountant/FinOp

This Accounting professional reporting to the CFO must have experience in all day-to-day accounting functions, including but not limited to, month-end closing, preparation of financial statements, general ledger reconciliation, broker-dealer/RIA operations, and financial reporting.


Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal relationship with their advisor, and we believe in guiding our clients to achieve their financial goals and dreams through conservative income and growth strategies.

Hennion & Walsh is seeking an experienced Senior Accountant/FinOp for our growing company.


  • Under the direction of the CFO, all day to day accounting responsibilities will be assumed by this position
  • Month End Accounting, GL reconciliation, Daily P&L, Balance Sheet Preparation
  • Administer sales, admin and trading desk compensation
  • Preparation and submission of the FOCUS report and supplemental FOCUS filings
  • Manage accounts receivable, accounts payable and commission reports
  • Payroll processing and administration
  • Preparation of all regulatory filings and audited financials
  • Preparation of Daily Net Capital Computation, including Haircuts on securities


  • Series 27 Finance and Operations Principal license required
  • 10 years experience in accounting
  • Professional experience and knowledge of both financials and operations in a broker dealer and RIA
  • Understanding of the securities regulations, including net capital calculation
  • Proficiency in QuickBooks and MS Excel
  • Payroll experience preferred


  • Medical and Dental Insurance
  • 401(k) plan with company match

Join Hennion & Walsh's growing firm. Build a successful and rewarding career with us. Submit a resume online or call one of our HR Recruiters at 800-836-8240 today.

Hennion & Walsh, Inc. is an equal opportunity employer.